- The Bank of New York Mellon Corporation holds 80% of the parent holding company of Alcentra Inc. and Alcentra Ltd. Alcentra Inc. offers services in the U.S. Alcentra Ltd. does not offer services in the U.S. This presentation does not constitute an offer to sell, or a solicitation of an offer to purchase, any of Alcentra Ltd's funds to any U.S. investor.
- Franklin Portfolio Associates has no affiliation to the Franklin Templeton Group of Funds or Franklin Resources, Inc.
- The Bank of New York Mellon Corporation holds a 19.9% interest in Hamon Investment Group which is the parent of Hamon U.S. Investment Advisors Limited. Hamon's services are made available in the U.S. by Hamon U.S. Investment Advisors Limited.
- The Newton Group refers to the following group of affiliated companies: Newton Investment Management Limited, Newton Capital Management Limited, Newton International Investment Management Limited, Newton Capital Management LLC, and Newton Fund Managers (CI) Limited. Assets under management include assets managed by all of these companies except Newton Capital Management LLC, which provides marketing services in the U.S. for Newton Capital Management Limited. Except for Newton Capital Management LLC and Newton Capital Management Limited, none of the other Newton companies offer services in the U.S.
- Authorized and regulated by the Financial Services Authority. The registered address for Pareto Investment Management and Newton is Bank of New York Mellon Centre, 160 Queen Victoria Street, London, EC4V 4LA, England.
- Authorized and regulated by the Financial Services Authority. The registered address for Walter Scott and Partners is One Charlotte Square, Edinburgh, EH2 4DZ, Scotland.
- WestLB Mellon Asset Management is a 50:50 joint venture between The Bank of New York Mellon Corporation and WestLB AG. WestLB Mellon Asset Management (USA) LLC, a wholly owned subsidiary of this joint venture, offers services in the U.S.
This information is not intended as an offer to sell or a solicitation to buy a security. This information not provided as a sales or advertising communication and does not constitute investment advice.
Mutual fund investors should consider the investment objectives, risks, charges, and expenses of a fund carefully before investing. Contact your financial advisor to obtain a prospectus that contains this and other information about a fund, and read it carefully before investing.